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Author: Miriam Robin

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SEC Gears Up for New Cybersecurity Regulations

A shuttle carrier aircraft flying with space shuttle on its back

Earlier this month, we touched on the highlights of the latest SEC regulatory agenda. SEC Chair Gary Gensler touted the document as a reflection of the agency’s drive to “modernize… in light of ever-changing technologies and business models...

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PCAOB Sees Audit Quality Slipping

Fitness enthusiast lifting weights

The Public Company Accounting Oversight Board has a message for auditors: Shape up. According to the PCAOB’s latest report on audit inspections, firms are producing audits with deficiencies at an increasing rate. The board is projecting tha...

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The Biggest ESG Stories of 2022

Meeting room chat highlights

Politicians in the United States have argued about environmental issues for decades, but 2022 will likely go down as the year in which corporate ESG programs became a political football. With all the anticipation surrounding the Securities...

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SEC is ready to swat down Form 10 K

SEC Digs Deeper on Inflation Impacts

SEC is ready to swat down Form 10 K

“Inflation is negatively impacting our business.” As the prices of goods and materials continue to rise worldwide, a growing number of companies are adding some variation of this self-evident statement to their mandatory financial reporting...

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Investing in mutual funds with a click.

Investment Managers Should Brace for Enhanced Proxy Vote Reporting

Investing in mutual funds with a click.

For nearly 20 years, mutual funds have been required to report to the public on the proxy votes they cast at annual shareholder meetings. The Securities and Exchange Commission now wants even more information about those votes. The SEC anno...

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