Category: News
SubscribeFour New Enforcement Themes Emerge at SEC
Last month, we highlighted some of the significant trends in enforcement at the Securities and Exchange Commission as the agency’s fiscal year drew to a close. We’ve picked up on four new enforcement themes since then that are worth monitor...
Read MoreCould FTC’s Updated Premerger Notification Form Usher Heavier Filing Burden?
The Federal Trade Commission and Department of Justice Antitrust Division on October 10 announced approval of long-awaited changes to a premerger notification form that provides information used to screen proposed deals. Critics fear updati...
Read MoreCybersecurity Threats to Financial Services Emerge with Growth of AI
The hit film Terminator 2: Judgment Day cemented Arnold Schwarzenegger’s leading-man status with his portrayal of a reprogrammed T-800 Terminator assigned to help humanity stop the artificial intelligence Skynet from taking over the world....
Read MoreCompanies Forced to Confront Geopolitical Risks
When JPMorgan Chase CEO Jamie Dimon talks, people in the business world listen. Some of his remarks in the banking giant’s latest earnings release sent a chilling message. “We have been closely monitoring the geopolitical situation for some...
Read MoreCyber Disclosure Rules Yet to Cause Market Declines Once Feared
Despite long-simmering dread that the Securities and Exchange Commission’s cybersecurity disclosure rules would cause share prices to plunge, research indicates companies realized only minimal losses after reporting cyber-related incidents....
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