Category: Rules & Regs
SubscribeCybersecurity Disclosure Rule Poses “Material” Challenge
To hear Shakespeare tell it, labels are irrelevant. “A rose by any other name would smell as sweet,” Juliet tells Romeo, assuring him that she loves him despite his family name. This may not come as a surprise, but the SEC does not adopt th...
Read MoreThree Areas of Consideration for China-based Companies: Disclosure Rules Raise the Stakes in U.S.-China Conflict
According to recent reporting, the Chinese government is asking companies to abide by the age-old advice: “If you don’t have something nice to say, don’t say anything at all.” Reuters disclosed on July 24 that Beijing is threatening to pull...
Read MoreSmaller Banks Start Feeling the Heat From the SEC
First Republic Bank, Silicon Valley Bank and Signature Bank may have crashed months ago, but the fallout from their implosions continues to reverberate across the financial sector. Regulators are now examining potential links between the co...
Read MoreSEC Cracks Down on Crypto Exchanges
The big story in the investment world last week was the Securities and Exchange Commission initiating a long-anticipated showdown with the cryptocurrency sector. On June 5, the agency filed a lawsuit against the world’s largest crypto excha...
Read MoreDOJ Official Touts Early Impact of Criminal Disclosure Policy
It hasn’t taken long for the Department of Justice’s new self-disclosure policy to change company behavior when it comes to reporting potential criminal misconduct, according to the head of its Criminal Division. Speaking at a conference la...
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