Category: Rules & Regs
SubscribeSecurities Class Action Settlements Hit 15-Year High in 2022
Securities class action lawyers appear to have had a banner year in 2022, according to a new report. Data from economic and financial consulting firm Cornerstone Research indicates that settlements in securities class action cases hit a 15-...
Read MoreRipple Case Headlines Latest Developments in Crypto Regulation
An impending court decision in the Securities and Exchange Commission’s lawsuit against San Francisco-based crypto solutions company, Ripple, stands to make a big splash in the cryptocurrency sector. The SEC filed its legal action against R...
Read MoreFour New SEC Examination Priorities to Spice Up 2023!
If you’re familiar with annual previews from government agencies, you know they’re about as exciting as an instruction manual. They generally follow a boilerplate format that includes familiar discussions of how their plans for the coming y...
Read MoreThe Activision Blizzard Case, Part II: Whistleblower Protections
Earlier this week, we told you about the potential ramifications for disclosure controls stemming from the Securities and Exchange Commission’s $35 million settlement with video game maker Activision Blizzard. Prospective whistleblowers – a...
Read MoreThe Activision Blizzard Case, Part I: Disclosure Controls
“Mission creep” is one of those nebulous concepts that government watchdogs love. Originating in military strategy, the term generally refers to an agency or office expanding its focus beyond its own stated purpose. It comes to mind when st...
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