Category: Rules & Regs
SubscribePCAOB Looks to Refresh Quality Control Standard for Accounting Firms
In the sci-fi classic “Terminator 2: Judgment Day,” the film’s heroes find themselves once again on the run from a relentless robotic assassin from the future. In the first sequel to the original “Terminator” film, the new Terminator, dubbe...
Read More‘Deterrence’ is the SEC’s New Buzzword
Securities and Exchange Commission Chair Gary Gensler has made enforcement a well-publicized priority of his tenure. A new point of emphasis, deterrence, has apparently spun off from those efforts to show the business world the financial co...
Read MoreInvestment Managers Should Brace for Enhanced Proxy Vote Reporting
For nearly 20 years, mutual funds have been required to report to the public on the proxy votes they cast at annual shareholder meetings. The Securities and Exchange Commission now wants even more information about those votes. The SEC anno...
Read MoreU.S. Sets New Guidelines for Foreign Investment
If we asked what the acronym CFIUS stands for, how long would it take you to come up with “Committee on Foreign Investment in the U.S.?” As the name implies, CFIUS reviews cross-border investment in the United States for red flags related t...
Read MoreActivist Investors Use SEC’s Shift to Press Companies on Climate and Social Agendas
When it comes to pushing for clean energy and environmentally responsible policymaking, publicly traded companies talk a big game. Their actions don’t match the rhetoric, though. That’s the takeaway offered by a report from sustainability a...
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