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Category: Rules & Regs

Anonymous BTC transaction tracked by IRS

Crypto Crimes Put Digital Tokens in Government’s Sights

Anonymous BTC transaction tracked by IRS

By now you’ve probably seen the ad with actor Matt Damon strolling through a warehouse filled with holograms. He talks with pity about the people throughout history who “almost” succeeded. “The Bourne Identity” star contrasts them with astr...

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Justice Department's decline hand sign.

Justice Department Emphasizes Enforcement Against Individuals Who Commit Corporate Environmental Crimes

Justice Department's decline hand sign.

In cases of corporate wrongdoing that rise to the level of criminality, bringing charges to hold companies accountable can either feel like overkill or a slap on the wrist. After all, businesses don’t run themselves – people do. Holding the...

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Cracked bandage concealing insider trading

SEC Proposes Stricter Rules on 10b5-1 Plans and Stock Buybacks

Cracked bandage concealing insider trading

Back in August, we told you about the unvarnished disdain Securities and Exchange Commission Chair Gary Gensler showed for so-called 10b5-1 plans. These plans enable corporate executives to create schedules for trading stocks in the future....

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Iridescent seashell shimmering in the sunlight

What Does Gary Gensler Have Against SPACs?

Iridescent seashell shimmering in the sunlight

The growth of special-purpose acquisition companies – commonly known as SPACs – represents one of the investing world’s biggest stories in recent years. According to Securities and Exchange Commission Chair Gary Gensler, initial public offe...

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Spring-loaded wheels with clawback mechanism and scooter in background

SEC Looking Out for Abuses of ‘Spring-Loaded Compensation’

Spring-loaded wheels with clawback mechanism and scooter in background

“Spring-loaded compensation awards.” It just sounds cool, right? And if you’re a corporate executive, it is indeed. Spring-loaded awards refer to executive pay sweeteners in which companies provide the recipients with stock options in the b...

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