Category: Rules & Regs
SubscribeExecutive Compensation: Clawback to the Future
It may seem like only yesterday to politicians, lobbyists and bankers, but the Dodd-Frank Wall Street Reform and Consumer Protection Act – more commonly known as Dodd-Frank – was signed into law 11 years ago. The legislation that was suppos...
Read MoreGensler Looks to Tighten Rules for 10b5-1 Plans
While their companies were busy last year developing vaccines to help fight the coronavirus, executives at major pharmaceutical companies were busy cashing in on stock sales. Their trades involved more than 8.5 million shares of stock and p...
Read MoreIntelligize Report: Companies Avoid Revealing Human Capital Metrics
When the Securities and Exchange Commission formulated its new rule on human capital disclosure, it put into place the regulatory equivalent of the honor system. Instead of requiring public companies to reveal hard numbers about their workf...
Read MoreReg FD Comes for AT&T
The latest TV advertising campaign for AT&T features two men – an existing subscriber and a new customer – squaring off in one of the company’s stores. They’re jockeying to get the best offer on a smartphone, but the punchline is that t...
Read MoreControversial Lending Rule from OCC Could Be DOA
On his last day as the acting head of the Office of the Comptroller of the Currency (OCC), Brian Brooks pulled the banking equivalent of taking a pin from a grenade, tossing it casually over his shoulder, and walking away from the building....
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