Category: Rules & Regs
SubscribeSEC’s New Regulatory Agenda Goes Back to the Future
The Securities and Exchange Commission is welcoming 2024 by making what was old new again. In its updated regulatory agenda released on December 6, 2023, the agency included big-ticket items that headlined agendas in previous years, such as...
Read MoreNoncompete Agreements for the Modern Age
Banning noncompete agreements. It’s all the rage, and it could be coming to a state legislature near you – if it hasn’t already. In September, California Governor Gavin Newsom signed into law a bill prohibiting employers from entering nonco...
Read MoreCourt Ruling Puts Kibosh on Share Repurchase Disclosure Rule
A decision by the Fifth Circuit Court of Appeals has resulted in the Securities and Exchange Commission’s Share Repurchase Disclosure Modernization Rule being put on hold. But why? A reasonable explanation to the layperson would be that eve...
Read MoreSEC Uses ‘Swiss Army’ Statute in $25 Million Fine for Violations on Stock Buybacks
Companies that alter their trading plans outside guidelines authorized by their boards should beware of the risk of heightened regulatory scrutiny from the Securities and Exchange Commission. The agency on November 14 announced that Charter...
Read MoreA Rulemaking Process for the Rest of Us
Festivus came early this year for Mark Uyeda. In public appearances earlier this month, the Republican-appointed commissioner of the Securities and Exchange Commission aired his grievances with the agency’s rulemaking process. (Observers of...
Read MoreCategories
Tags
Most popular tags:
Archive
- November 2024
- October 2024
- September 2024
- August 2024
- July 2024
- June 2024
- May 2024
- April 2024
- March 2024
- February 2024
- January 2024
- December 2023
- November 2023
- October 2023
- September 2023
- August 2023
- July 2023
- June 2023
- May 2023
- April 2023
- March 2023
- February 2023
- January 2023
- December 2022
- November 2022
- October 2022
- September 2022
- August 2022
- July 2022
- June 2022
- May 2022
- April 2022
- March 2022
- February 2022
- January 2022
- December 2021
- November 2021
- October 2021
- September 2021
- August 2021
- July 2021
- June 2021
- May 2021
- April 2021
- March 2021
- February 2021
- January 2021
- December 2020
- November 2020
- October 2020
- September 2020
- August 2020
- July 2020
- June 2020
- May 2020
- April 2020
- March 2020
- February 2020
- January 2020
- December 2019
- October 2019
- April 2019
- November 2018
- September 2018
- February 2018