Photograph of skyscrapers with glass windows from the ground facing up to a blue sky

Category: SEC

malware coding on a screen

SEC Dings SolarWinds Victims for Cybersecurity Disclosures

malware coding on a screen

Last month, the Securities and Exchange Commission settled four enforcement actions against current and former publicly traded companies for making what it deemed “materially misleading” cybersecurity risk disclosures. The cases could all b...

Read More
spotlights

Deere Looks to Nix DEI-Related Shareholder Proposals

spotlights

This past summer, Deere & Co., the manufacturer of John Deere lawnmowers, became a poster child for the backlash against corporate DEI programs, ditching its efforts in the face of a public pressure campaign. The company is now trying t...

Read More
axe splitting wood

Split with EY the Latest Bad News for Super Micro

axe splitting wood

Accounting giant Ernst & Young recently took the extraordinary step of firing one of its clients, Super Micro Computer. A public filing last week by the California-based maker of computer servers revealed EY used remarkably strong langu...

Read More
four birds

Four New Enforcement Themes Emerge at SEC

four birds

Last month, we highlighted some of the significant trends in enforcement at the Securities and Exchange Commission as the agency’s fiscal year drew to a close. We’ve picked up on four new enforcement themes since then that are worth monitor...

Read More
simmering carrots on stovetop

Cyber Disclosure Rules Yet to Cause Market Declines Once Feared

simmering carrots on stovetop

Despite long-simmering dread that the Securities and Exchange Commission’s cybersecurity disclosure rules would cause share prices to plunge, research indicates companies realized only minimal losses after reporting cyber-related incidents....

Read More