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Category: SEC

French bulldog in red Halloween headband

Gensler Warns Big Business About Pitfalls of Spiking Climate Disclosure Rules

French bulldog in red Halloween headband

Securities and Exchange Commission Chair Gary Gensler has apparently decided to go as the Devil You Know for Halloween this year. Gensler donned his costume – in a metaphorical sense, of course – last week when speaking about the SEC’s prop...

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Dinosaur fossil skeleton

Government Shutdown Would Reduce SEC to ‘Skeletal’ Staff

Dinosaur fossil skeleton

After passing a stopgap funding bill on September 30, Congress is facing a tight deadline to approve longer-term legislation to fund the federal government and avoid a shutdown. Lawmakers in recent years have often scrambled to beat the clo...

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Vintage 1970s peacock pattern in orange, olive green and gold

SEC Adopts Rules for Speedier 13D Disclosures to Keep Pace with Modern Market

Vintage 1970s peacock pattern in orange, olive green and gold

The popular culture of the 1970s was awash in flared jeans and wide lapels. And in the world of finance, the decade also saw the first rules regarding beneficial ownership reporting go into effect.  Though technology made the world faster a...

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Two apples, one fresh one rotten

Crypto’s Court Win Gains Tempered by News of Links to Hamas

Two apples, one fresh one rotten

Not so long ago, the crypto industry’s efforts to secure equal footing on Wall Street and generate good press were bearing fruit, including fund manager Grayscale Investments LLC’s landmark court win against the Securities and Exchange Comm...

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New California Laws May Set the Stage for Broader Climate Disclosure

Man pushing bike up a steep hill

California has long been on the leading edge of environmental regulation in the United States, and the Golden State recently passed new climate disclosure laws that are poised to push the rest of the country forward. Last week, Democratic G...

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