Category: SEC
SubscribeEarnings Call Adds Farcical Element to First Republic’s Implosion
In the annals of disastrous corporate earnings calls, First Republic Bank on April 24 offered up a whopper. It was short, lasting about 12 minutes. You could call it sweet, too – if you were an executive trying to avoid talking about the be...
Read MoreAre the SEC’s New Cybersecurity Rules Coming Too Late?
The phrase “fighting the last war” often comes to mind when discussing the federal government’s rulemaking process. It’s a familiar cycle: Something emerges as a problem that catches companies unprepared, and regulators begin the iterative...
Read MoreSEC Backs Big Budget for Crypto Crackdown
The Biden administration has proposed a record-smashing $2.4 billion budget for the SEC in fiscal year 2024, and it’s apparently already burning a hole in Gary Gensler’s pocket. To hear him tell it, the SEC chair is more than ready to use t...
Read MoreIntelligize Data: Large Filers Struggling with Internal Controls After Going Public
It has been more than 20 years since Congress passed the Sarbanes-Oxley Act in response to a rash of turn-of-the-century accounting scandals. But unlike those choker necklaces and Nickelback CDs you’re holding onto from the era, SOX remains...
Read MoreNew Intelligize Report Offers Insights into SEC Views on Company Risk Factors
Fortunately for investors, you don’t need inside access to C-suites to know what kinds of risks keep corporate executives on edge. Publicly traded companies frequently disclose in their Securities and Exchange Commission filings their views...
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