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Category: SEC

A dumpster fire representing bank engulfed in flames

Earnings Call Adds Farcical Element to First Republic’s Implosion

A dumpster fire representing bank engulfed in flames

In the annals of disastrous corporate earnings calls, First Republic Bank on April 24 offered up a whopper. It was short, lasting about 12 minutes. You could call it sweet, too – if you were an executive trying to avoid talking about the be...

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Butterfly chrysalis emerging like Cybersecurity rules

Are the SEC’s New Cybersecurity Rules Coming Too Late?

Butterfly chrysalis emerging like Cybersecurity rules

The phrase “fighting the last war” often comes to mind when discussing the federal government’s rulemaking process. It’s a familiar cycle: Something emerges as a problem that catches companies unprepared, and regulators begin the iterative...

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SEC Backs Big Budget for Crypto Crackdown

SEC Backs Big Budget for Crypto Crackdown

SEC Backs Big Budget for Crypto Crackdown

The Biden administration has proposed a record-smashing $2.4 billion budget for the SEC in fiscal year 2024, and it’s apparently already burning a hole in Gary Gensler’s pocket. To hear him tell it, the SEC chair is more than ready to use t...

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Dome of the U.S. Capitol building, where Sarbanes Oxley was drafted

Intelligize Data: Large Filers Struggling with Internal Controls After Going Public

Dome of the U.S. Capitol building, where Sarbanes Oxley was drafted

It has been more than 20 years since Congress passed the Sarbanes-Oxley Act in response to a rash of turn-of-the-century accounting scandals. But unlike those choker necklaces and Nickelback CDs you’re holding onto from the era, SOX remains...

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Risk Factors: Large boulder rests precariously atop the edge of a cliff

New Intelligize Report Offers Insights into SEC Views on Company Risk Factors

Risk Factors: Large boulder rests precariously atop the edge of a cliff

Fortunately for investors, you don’t need inside access to C-suites to know what kinds of risks keep corporate executives on edge. Publicly traded companies frequently disclose in their Securities and Exchange Commission filings their views...

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