Category: SEC
SubscribeSEC Readies Changes to 10b5-1 Plans
Regardless of whether you agree with Securities and Exchange Commission Chair Gary Gensler’s views on policy, you can’t argue against his ability to get things done. Since he took over at the agency, the SEC has acted on hot-button issues l...
Read MoreHighlights of the New SEC Rulemaking Agenda
Reflecting what Chair Gary Gensler described as a “need to modernize our ruleset, moving deliberately to update our rules in light of ever-changing technologies and business models in the securities markets,” the Securities and Exchange Com...
Read MoreFive Things for Companies to Watch in 2023
Last year at this time, we told you that companies should keep an eye out for developments in cryptocurrency regulation; corporate disclosure of environmental, social and governance issues; and COVID-19 pandemic-related human capital challe...
Read MoreDepartment of Justice Gets Touchy Over Corporate Enforcement Record
In his 2020 book “Numbers Don’t Lie: 71 Things You Need to Know About the World,” Canadian data scientist Vaclav Smil writes: “Numbers may not lie, but individual perceptions of them differ.” In other words, while hard data itself may be in...
Read MoreSEC Issues New Crypto Guidance in Wake of FTX Mess
This year, cryptocurrency exchange FTX joined companies like Enron and Lehman Brothers on the list of infamous corporate implosions. As Wall Street and legal authorities continue to sort through the rubble, the Securities and Exchange Commi...
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