Photograph of skyscrapers with glass windows from the ground facing up to a blue sky

Category: SEC

A shuttle carrier aircraft flying with space shuttle on its back

SEC Gears Up for New Cybersecurity Regulations

A shuttle carrier aircraft flying with space shuttle on its back

Earlier this month, we touched on the highlights of the latest SEC regulatory agenda. SEC Chair Gary Gensler touted the document as a reflection of the agency’s drive to “modernize… in light of ever-changing technologies and business models...

Read More
Crown laying on the ground in Unemployment Crisis

Fast-Food Fiasco: Indiscretions of McDonald’s CEO Trigger SEC Action

Crown laying on the ground in Unemployment Crisis

If you polled consumers today about which fast food chain deserves to be charged with a crime, Burger King might win in a landslide. Its “You Rule” television commercials, which seem to air incessantly during popular programming blocks, fea...

Read More
Pothole in street with radiating cracks

SEC Readies Changes to 10b5-1 Plans

Pothole in street with radiating cracks

Regardless of whether you agree with Securities and Exchange Commission Chair Gary Gensler’s views on policy, you can’t argue against his ability to get things done. Since he took over at the agency, the SEC has acted on hot-button issues l...

Read More
Reflective disco balls hanging from a ceiling

Highlights of the New SEC Rulemaking Agenda

Reflective disco balls hanging from a ceiling

Reflecting what Chair Gary Gensler described as a “need to modernize our ruleset, moving deliberately to update our rules in light of ever-changing technologies and business models in the securities markets,” the Securities and Exchange Com...

Read More
A meerkat stands watch, stretching its neck as it stares into the distance, on lookout for predators.

Five Things for Companies to Watch in 2023

A meerkat stands watch, stretching its neck as it stares into the distance, on lookout for predators.

Last year at this time, we told you that companies should keep an eye out for developments in cryptocurrency regulation; corporate disclosure of environmental, social and governance issues; and COVID-19 pandemic-related human capital challe...

Read More