Category: SEC
SubscribeSEC Raises the Stakes for Corporate Whistleblowers
Get ready for more corporate whistleblowers to come out of the woodwork. At least that’s the takeaway from the Securities and Exchange Commission’s latest changes to its whistleblower program. In an effort to fortify investor protections, t...
Read MoreUniversal Proxy Cards Present Opportunities for Activist Investors
When voters went to the polls in the 2020 presidential election, they probably saw Democratic nominee Joe Biden and the Republican incumbent Donald Trump listed on the ballot. A handful of third-party candidates like Libertarian Jo Jorgense...
Read MoreU.S. and China Finally Have an Audit Agreement, or Do They?
If you’re confused about where things stand in the squabble between U.S. regulators and Chinese authorities over auditing standards, you’re probably not alone. About a year ago, Securities and Exchange Commission Chair Gary Gensler sounded...
Read More12 Years Later, the SEC Has Its Pay Versus Performance Rules
When the Dodd-Frank Wall Street Reform and Consumer Protection Act was signed into law in 2010, it put publicly traded companies on notice that they would need to justify executive pay rates. It took 12 years, but the Securities and Exchang...
Read MoreSarbanes-Oxley Turns 20
Audiences were packing multiplexes across the country to see “Spider-Man” – the Tobey Maguire one, not Tom Holland’s subsequent version. Temperatures were rising outside and in the dance clubs, courtesy of rapper Nelly and his chart-topping...
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