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Category: SEC

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What Does Gary Gensler Have Against SPACs?

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The growth of special-purpose acquisition companies – commonly known as SPACs – represents one of the investing world’s biggest stories in recent years. According to Securities and Exchange Commission Chair Gary Gensler, initial public offe...

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SEC Looking Out for Abuses of ‘Spring-Loaded Compensation’

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“Spring-loaded compensation awards.” It just sounds cool, right? And if you’re a corporate executive, it is indeed. Spring-loaded awards refer to executive pay sweeteners in which companies provide the recipients with stock options in the b...

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Securities and Exchange Commission Gets Active on Voting Rights

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With the most recent census and elections complete, legislatures in the 50 states have been digging into redistricting fights and other contentious voting rights matters. This month, the Securities and Exchange Commission decided to join th...

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SEC Paves the Way for More ESG Proposals

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In the perpetual battle between activist shareholders and corporations, the insurgents recently have scored some key victories. In the latest win for activists, the Securities and Exchange Commission is taking steps to make it easier to put...

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Welcome to the New World of Whistleblowing

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Corporate whistleblowers are some of Hollywood’s favorite underdogs. Spurred on by a sense of moral obligation, they risk their reputations, their careers and even their personal safety on the big screen to expose wrongdoing by billion-doll...

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