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Category: SEC

Plain sliced bread

LameStop: SEC Issues Bland Analysis of Meme Stock Fiasco

Plain sliced bread

Economic historians will look back decades from now and marvel at the events of January 2021. As a global pandemic raged and the strangest presidential administration in the country’s history ended, fluctuations in the stock price of a flai...

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A False Flag for Crypto ETFs

Bitcoin close-up on wood grain in black and white

The first bitcoin futures exchange-traded fund in the United States got off to a muddled start last week. The ProShares Bitcoin Strategy ETF made its debut on Oct. 19 to an eager market, with the offering generating $550 million from invest...

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Securities and Exchange Commission Brings Back Misconduct Admissions Policy

A Wooden Medieval Pillory

Cancel culture is a hot topic in everything from celebrities to academia to sports. Impolite – or just plain offensive – actions and comments seem to be prompting public apologies and retractions from high-profile figures on an almost daily...

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Executive Compensation: Clawback to the Future

Relaxed German Shepherd with Clawbacks

It may seem like only yesterday to politicians, lobbyists and bankers, but the Dodd-Frank Wall Street Reform and Consumer Protection Act – more commonly known as Dodd-Frank – was signed into law 11 years ago. The legislation that was suppos...

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Meeting with Colleague to discuss Rules

Will Disabilities Fall Under the SEC’s Vision of Diversity?

Meeting with Colleague to discuss Rules

Researchers at Michigan State University last year published some intriguing findings on office culture. Their question: How does including employees with disabilities impact workplace productivity? Their answer: Significantly, and for the...

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