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Category: SEC

Walk of Fame Street Star IPO

Delaware Court Decision Adds to SPACs’ Woes

Walk of Fame Street Star IPO

Not so long ago, special-purpose acquisition companies – more commonly known as SPACs – were Wall Street’s next big thing. The blank-check entities unofficially became a fad around the time SPACs affiliated with celebrities such as Shaquill...

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Anonymous BTC transaction tracked by IRS

Crypto Crimes Put Digital Tokens in Government’s Sights

Anonymous BTC transaction tracked by IRS

By now you’ve probably seen the ad with actor Matt Damon strolling through a warehouse filled with holograms. He talks with pity about the people throughout history who “almost” succeeded. “The Bourne Identity” star contrasts them with astr...

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Man in suit with hand raised taking an oath in front of outdoor crowd, with other hand behind his back with fingers cross symbolizing contradiction and hypocrisy

What Insurrection? A Year Later, Corporations Flip-Flopping on Political Donations

Man in suit with hand raised taking an oath in front of outdoor crowd, with other hand behind his back with fingers cross symbolizing contradiction and hypocrisy

The deadly insurrection in Washington last year created an opportunity for corporate interests to rethink their involvement in U.S. politics. Thousands of companies decried the Jan. 6, 2021, rioting on Capitol Hill by a mob of supporters of...

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Vaccine seeker scanning horizon with binoculars

Five Cs for Companies to Watch in 2022

Vaccine seeker scanning horizon with binoculars

Meme stocks, the “gamification” of securities trading, and, of course, the COVID-19 pandemic continuing to create chaos were just a few of the stories that ultimately defined 2021 in the corporate world. At least one of those doesn’t look l...

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Cracked bandage concealing insider trading

SEC Proposes Stricter Rules on 10b5-1 Plans and Stock Buybacks

Cracked bandage concealing insider trading

Back in August, we told you about the unvarnished disdain Securities and Exchange Commission Chair Gary Gensler showed for so-called 10b5-1 plans. These plans enable corporate executives to create schedules for trading stocks in the future....

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