Category: SEC
SubscribeWill SEC Disclosure Request Keep Offerings on the Shelf?
The Great GameStop Affair of 2021 is quickly growing into more than just a piece of pop culture esoterica. Just a few weeks after frenetic trading of the retail chain’s stock grabbed headlines, the episode is already impacting public policy...
Read MoreEnforcement Renaissance Underway at SEC
Enforcement didn’t seem to be at the very top of the Securities and Exchange Commission’s to-do list in the last four years. At least, that’s what the most recent data on the agency’s activities under departed chair Jay Clayton would tell u...
Read MoreThree Big Questions About Crypto Regulation
Cryptocurrencies such as Bitcoin remain a hot topic in the financial world thanks in large part to the aura of mystery surrounding them. It’s hard to explain what they are, let alone how they work. Yet their cult-like following prompted Blo...
Read MoreSEC Shifts to New Enforcement Priorities in 2021
By nominating a well-established reformer to chair the Securities and Exchange Commission, President Joe Biden signaled that Wall Street should prepare for more rigorous oversight in the next four years. But what, exactly, should market par...
Read MoreSEC Roundup: There’s a New Sheriff in Town
A new resident in the White House means major changes are afoot at the Securities and Exchange Commission. On the heels of President Joe Biden’s inauguration yesterday, here’s a roundup of four big SEC stories that broke during the transiti...
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