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Category: SEC

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Intelligize Report: Companies Avoid Revealing Human Capital Metrics

Statistical analysis with a team working together with all hands in for team building activity

When the Securities and Exchange Commission formulated its new rule on human capital disclosure, it put into place the regulatory equivalent of the honor system. Instead of requiring public companies to reveal hard numbers about their workf...

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Is the SEC Ready to Play Ball with SPACs?

Is the SEC Ready to Play Ball with SPACs?

Is the SEC Ready to Play Ball with SPACs?

If you’re a baseball card enthusiast who left your collection to gather dust in an attic somewhere, you may want to stop reading now. Earlier this year, a 1952 Mickey Mantle in mint condition sold at auction for $5.2 million. The original c...

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SEC Showing Greater Interest in Companies’ Cyber Defenses

SEC Showing Greater Interest in Companies’ Cyber Defenses

SEC Showing Greater Interest in Companies’ Cyber Defenses

In the wake of recent hackings of Microsoft and SolarWinds software, cybersecurity in the United States – or the lack thereof – currently sits top of mind for security experts at numerous companies and government agencies. Count the Securit...

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Will SEC Disclosure Request Keep Offerings on the Shelf?

Will SEC Disclosure Request Keep Offerings on the Shelf?

Will SEC Disclosure Request Keep Offerings on the Shelf?

The Great GameStop Affair of 2021 is quickly growing into more than just a piece of pop culture esoterica. Just a few weeks after frenetic trading of the retail chain’s stock grabbed headlines, the episode is already impacting public policy...

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Enforcement Renaissance Underway at SEC

Enforcement Renaissance Underway at SEC

Enforcement Renaissance Underway at SEC

Enforcement didn’t seem to be at the very top of the Securities and Exchange Commission’s to-do list in the last four years. At least, that’s what the most recent data on the agency’s activities under departed chair Jay Clayton would tell u...

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