Category: SEC
SubscribeDoubts Surface About SEC’s Candidness on Ethereum
Back in April 2023, Securities and Exchange Commission chair Gary Gensler raised a ruckus by refusing at a congressional hearing to offer an opinion on whether Ethereum, a popular cryptocurrency, is a security. But was Gensler playing coy?...
Read MoreClimate Disclosure Brings Water Scarcity into Focus
When we talk about environmental risks, carbon emissions usually come to mind first. New regulations from the Securities and Exchange Commission, however, should raise the visibility of water for companies too, after working water-related f...
Read MoreSEC’s Win in ‘Shadow Trading’ Case Shines Light on Corporate Trading Policies
The circumstances of individual cases may differ, but we all know that insider trading involves using material, non-public information to buy and sell a company’s securities. But what if you possess inside information about one company that...
Read MoreFrustrations Mount Over Differing Climate Disclosure Rules
The long slog to implementing sustainability-related disclosure rules for companies in the United States reached something of a conclusion last month. While issuers are coming to terms with what the Securities and Exchange Commission now re...
Read MoreTrump’s Loose Lips Risk Running Afoul of SEC
Restraint has never been Donald Trump’s strong suit. The former President seemingly lashes out at any perceived slight within earshot, leading to countless public feuds with everyone from Pope Francis to C-list celebrities to the mainstream...
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