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SubscribeAre Companies Properly Preparing for AI Risks?
Ready or not, as a former member of the hip hop group Fugees learned recently, artificial intelligence is leaving its mark through unexpected applications. Prakazrel “Pras” Michel, one of the trio of rappers known as The Fugees, and for hit...
Read MoreCyber Risk Disclosures in Crosshairs as SEC Charges SolarWinds with Fraud
CISOs are on alert as SEC steps up enforcement on cyber breach disclosures The Securities and Exchange Commission has left some cybersecurity professionals and chief information security officers “spooked” following news that the agency in...
Read MoreA Rulemaking Process for the Rest of Us
Festivus came early this year for Mark Uyeda. In public appearances earlier this month, the Republican-appointed commissioner of the Securities and Exchange Commission aired his grievances with the agency’s rulemaking process. (Observers of...
Read MoreAdviser Compliance, Crypto, Money Laundering Among SEC Exam Priorities
Cybersecurity. Cryptocurrency. Money laundering. In a recently released report on its examination priorities for 2024, the Securities and Exchange Commission Division of Examination – better known as EXAMS – highlighted several areas it int...
Read MoreCCO Liability Becomes Hot Topic in Compliance Circles
Speaking at a New York City Bar Association event last month, the director of the Securities and Exchange Commission Division of Enforcement opened his remarks with a warning about the eroding levels of public trust in institutions across t...
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