Compliance Matters: Top Risk Factors for Review

Lush, green and serene valley with rolling hills and a mountain in the background representing top risk factors of compliance

We conducted a comprehensive review of risk factors cited in 10-Ks over the last four quarters, revealing two clear trends. First, corporate concern over COVID-19 has plateaued as we enter a “post-pandemic” frame of mind. Second, public companies have become increasingly apprehensive about the stability of their workforces and operations.