Tag: Gary Gensler
SubscribeSEC Calls for Expansion of Cybersecurity Disclosure Requirements
The Securities and Exchange Commission is seeking to expand its cybersecurity disclosure rules, which, if adopted, would require publicly traded corporations to offer deeper public insights into a variety of data security issues, including...
Read MoreSEC Proposes Stricter Rules on 10b5-1 Plans and Stock Buybacks
Back in August, we told you about the unvarnished disdain Securities and Exchange Commission Chair Gary Gensler showed for so-called 10b5-1 plans. These plans enable corporate executives to create schedules for trading stocks in the future....
Read MoreWhat Does Gary Gensler Have Against SPACs?
The growth of special-purpose acquisition companies – commonly known as SPACs – represents one of the investing world’s biggest stories in recent years. According to Securities and Exchange Commission Chair Gary Gensler, initial public offe...
Read MorePublic Company Accounting Oversight Board Moves to Investigate Foreign Auditors
Earlier this month, Securities and Exchange Commission Chair Gary Gensler fired a warning shot at China-connected companies. In a Wall Street Journal op-ed, the head of the regulatory agency warned that by early 2024, it may need to prohibi...
Read MoreNottingham’s New Sheriff Hunts Robinhood
It was a summer of highs and lows for Robinhood Markets, the stock-trading app of armchair investors. The online brokerage celebrated going public in July. In fitting fashion, it offered a third of the shares in its initial public offering...
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