Tag: Gary Gensler
SubscribeGensler Looks to Tighten Rules for 10b5-1 Plans
While their companies were busy last year developing vaccines to help fight the coronavirus, executives at major pharmaceutical companies were busy cashing in on stock sales. Their trades involved more than 8.5 million shares of stock and p...
Read MoreSEC Blesses Nasdaq’s New Rules for Board Diversity
The Securities and Exchange Commission last week approved a request from the Nasdaq stock exchange to enact rules that would prod listed companies to diversify their boards of directors. We previously told you late last year about what Nasd...
Read MoreGensler’s Crypto Campaign Starts to Take Shape
Cryptocurrency evangelists are quick to tell you that digital money will be the foundation of our monetary system in the future. On that theory, at least, it counts as “infrastructure.” Capitol Hill lawmakers apparently agreed when they stu...
Read MoreSEC Responds to Chinese Crackdown with New Disclosure Requirements
Time to add a new term to your financial vocabulary: variable interest entities, also known VIEs. They’re playing a key role in an escalating economic tiff between the United States and China, and U.S. disclosure rules are changing as a res...
Read MoreFive Things to Know About the SEC’s Regulatory Agenda
The annual release of the Securities and Exchange Commission’s regulatory agenda is typically a dry affair in which the agency rehashes priorities with which close observers are already familiar. Not so this year, as a change in the White H...
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