Tag: Gensler
SubscribeSEC Readies Changes to 10b5-1 Plans
Regardless of whether you agree with Securities and Exchange Commission Chair Gary Gensler’s views on policy, you can’t argue against his ability to get things done. Since he took over at the agency, the SEC has acted on hot-button issues l...
Read MoreThe Biggest Stories of Gary Gensler’s Year One at the SEC
Gary Gensler celebrated his first full year on the job as head of the Securities and Exchange Commission. While the SEC had a business-friendly reputation under predecessor Jay Clayton, Gensler was billed as a reformer. In addition to deali...
Read MoreSEC Points to SPAC Crackdown with Proposed Rules
You could call it a SPAC attack. The Securities and Exchange Commission has proposed a series of new rules for special purpose acquisition companies – better known as SPACs – and their merger targets. If enacted, the proposal would make the...
Read MoreFive Cs for Companies to Watch in 2022
Meme stocks, the “gamification” of securities trading, and, of course, the COVID-19 pandemic continuing to create chaos were just a few of the stories that ultimately defined 2021 in the corporate world. At least one of those doesn’t look l...
Read MoreLameStop: SEC Issues Bland Analysis of Meme Stock Fiasco
Economic historians will look back decades from now and marvel at the events of January 2021. As a global pandemic raged and the strangest presidential administration in the country’s history ended, fluctuations in the stock price of a flai...
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