Photograph of skyscrapers with glass windows from the ground facing up to a blue sky

Tag: OCIE

Kids playing in the backseat

LIBOR Transition Gets Real at SEC, OCIE

Kids playing in the backseat

Remember when you were eight years old and your parents warned you to knock it off in the back of the car, and then warned you again, and then warned you a third time that no really, don’t test us, you better stop? Well, in related news, fe...

Read More
Tackling Football Players

SEC Tackles Cybersecurity for Financial Services Sector

Tackling Football Players

You’ve probably heard the news: cybersecurity is a big deal these days. And when it comes to protecting sensitive consumer information from cyberattacks, arguably no industry faces a bigger burden of responsibility than financial services....

Read More
Fashion models lined up showcasing regulation best interest.

Reg BI Headlines Four Securities Enforcement Priorities for 2020

Fashion models lined up showcasing regulation best interest.

It’s January, and around Washington, D.C., that means it’s time for government agencies to declare their priorities for the coming year. They’re like annual fashion “in and out” lists, but for bureaucrats. So, what’s popping this year in se...

Read More