Tag: sec
SubscribeRevived SEC Admissions Policy Fizzled in First Year
You could be forgiven if you don’t recall an announcement made by a Securities and Exchange Commission official in 2021. A killer virus spreading around the world, a war in Europe, an attempted insurrection in Washington – there has been a...
Read MoreFeds Issue First Indictment Related to 10b5-1 Plans
After months of signaling a crackdown was coming, the federal government has broken new ground by issuing its first indictment against an executive, based solely on the use of so-called 10b5-1 plans. A quick refresher: Rule 10b5-1 of the Se...
Read MoreSecurities Class Action Settlements Hit 15-Year High in 2022
Securities class action lawyers appear to have had a banner year in 2022, according to a new report. Data from economic and financial consulting firm Cornerstone Research indicates that settlements in securities class action cases hit a 15-...
Read MoreSubpoena Drama Plays Out Against Cybersecurity Backdrop
Lawyers agreeing on something doesn’t have the same ring to it as hell freezing over or pigs flying, but it happens just about as often. Covington & Burling LLP’s recent fight against the Securities and Exchange Commission represents on...
Read MoreRipple Case Headlines Latest Developments in Crypto Regulation
An impending court decision in the Securities and Exchange Commission’s lawsuit against San Francisco-based crypto solutions company, Ripple, stands to make a big splash in the cryptocurrency sector. The SEC filed its legal action against R...
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