Tag: sec
SubscribeCrypto Companies Enlist (Former) SEC Leaders
Plucking executives from the federal government is a go-to move for companies hoping to gain legitimacy or calm investors’ nerves. That probably explains the pipeline now running from the Securities and Exchange Commission to the cryptocurr...
Read MoreSEC Takes First Steps on New Climate Disclosure Rules
During the 2020 campaign for the White House, President Joe Biden declared climate change the “number one issue facing humanity,” and explicitly called for greater corporate transparency on the subject. His administration’s call for a revie...
Read MoreWill SEC Disclosure Request Keep Offerings on the Shelf?
The Great GameStop Affair of 2021 is quickly growing into more than just a piece of pop culture esoterica. Just a few weeks after frenetic trading of the retail chain’s stock grabbed headlines, the episode is already impacting public policy...
Read MoreEnforcement Renaissance Underway at SEC
Enforcement didn’t seem to be at the very top of the Securities and Exchange Commission’s to-do list in the last four years. At least, that’s what the most recent data on the agency’s activities under departed chair Jay Clayton would tell u...
Read MoreSEC Exercises Little-Used Clawback Rule
Unless you’re a student of corporate-governance history, you probably don’t remember SOX 304. That’s OK: the SEC rarely invokes the provision. But earlier this month, the agency dusted off the measure to claw back some ill-gotten gains from...
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