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Tag: sec

wind farm

Biden Administration to Bring More Climate Disclosures

wind farm

Out on the campaign trail, President-elect Joe Biden declared climate change to be “the number one issue facing humanity.” The Democratic nominee proposed an ambitious environmental agenda to match his rhetoric, including a pledge to reach...

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Guiding ocean wave

First Wave of Companies File Under Revised Reg S-K

Guiding ocean wave

One of the big stories in corporate governance in 2020 has been the changes to Regulation S-K. In an effort to reduce the compliance burden and make it easier for investors to wade through corporate filings, the SEC pared down some disclosu...

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Woman reversing a car

Tesla Puts Risky Insurance Strategy in Reverse

Woman reversing a car

Elon Musk might be the ultimate polymath. By day, he’s the CEO of a revolutionary automaker. His side hustles include building tunnels, making flamethrowers, and of course selling underpants. But apparently, there’s a limit to the endeavors...

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truckload

Buybacks Beware: SEC Settlement Sends Message About Internal Controls

truckload

Public corporations are spending upwards of a trillion dollars annually on stock buybacks, sending capital back to shareholders by the truckload. However, in a year already fraught with perils for U.S. companies that would like to buy back...

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Last quarter moon

Two Enforcement Actions to Know Before Writing Your Next MD&A

Last quarter moon

It’s the end of the quarter, and sure, you might be eager to make the numbers look as good as they can. But don’t go too far—and don’t take any liberties without explaining as much to investors. After all, the SEC says that the Management D...

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