Tag: sec
SubscribeBiden Administration to Bring More Climate Disclosures
Out on the campaign trail, President-elect Joe Biden declared climate change to be “the number one issue facing humanity.” The Democratic nominee proposed an ambitious environmental agenda to match his rhetoric, including a pledge to reach...
Read MoreFirst Wave of Companies File Under Revised Reg S-K
One of the big stories in corporate governance in 2020 has been the changes to Regulation S-K. In an effort to reduce the compliance burden and make it easier for investors to wade through corporate filings, the SEC pared down some disclosu...
Read MoreTesla Puts Risky Insurance Strategy in Reverse
Elon Musk might be the ultimate polymath. By day, he’s the CEO of a revolutionary automaker. His side hustles include building tunnels, making flamethrowers, and of course selling underpants. But apparently, there’s a limit to the endeavors...
Read MoreBuybacks Beware: SEC Settlement Sends Message About Internal Controls
Public corporations are spending upwards of a trillion dollars annually on stock buybacks, sending capital back to shareholders by the truckload. However, in a year already fraught with perils for U.S. companies that would like to buy back...
Read MoreTwo Enforcement Actions to Know Before Writing Your Next MD&A
It’s the end of the quarter, and sure, you might be eager to make the numbers look as good as they can. But don’t go too far—and don’t take any liberties without explaining as much to investors. After all, the SEC says that the Management D...
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