Tag: sec
SubscribeCoronavirus Disclosures, Compliance Starting to Come into Focus
Even before U.S. health officials sounded the alarm about the coronavirus, financial markets were sufficiently spooked by the outbreak this week to prompt a sell-off. As stock prices tumbled and investors wrestled with the prospect of an ec...
Read MoreFour Takeaways from the Government’s 2021 Budgets
The White House and the SEC released proposed budgets for the year 2021 last week, and they tell a compelling story of internal conflict. Don’t get us wrong: the proposals are terribly boring to read. But when you step back far enough from...
Read MoreSEC Tackles Cybersecurity for Financial Services Sector
You’ve probably heard the news: cybersecurity is a big deal these days. And when it comes to protecting sensitive consumer information from cyberattacks, arguably no industry faces a bigger burden of responsibility than financial services....
Read MoreCoronavirus Outbreak Prompts Corporate Disclosures
The outbreak of the Wuhan coronavirus has left public health officials around the world taking precautions to limit the spread of the disease, which has already resulted in the deaths of hundreds of people in China. Individuals are also bei...
Read MoreSEC Proxy Guidance in Limbo
Score one for free speech? If you’ve been following the back-and-forth, you’ll recall that influential shareholder adviser Institutional Shareholder Services (ISS) fought back last year against August guidance from the SEC for proxy advisor...
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