Tag: sec
SubscribeSEC’s Win in ‘Shadow Trading’ Case Shines Light on Corporate Trading Policies
The circumstances of individual cases may differ, but we all know that insider trading involves using material, non-public information to buy and sell a company’s securities. But what if you possess inside information about one company that...
Read MoreFrustrations Mount Over Differing Climate Disclosure Rules
The long slog to implementing sustainability-related disclosure rules for companies in the United States reached something of a conclusion last month. While issuers are coming to terms with what the Securities and Exchange Commission now re...
Read MoreStudy: Women Lose Ground in C-Suite for First Time in Two Decades
In what researchers say could represent an “alarming turning point,” the number of women holding executive corporate leadership roles is now declining, according to a study published in March by S&P Global Market Intelligence. After nea...
Read MoreTrump’s Loose Lips Risk Running Afoul of SEC
Restraint has never been Donald Trump’s strong suit. The former President seemingly lashes out at any perceived slight within earshot, leading to countless public feuds with everyone from Pope Francis to C-list celebrities to the mainstream...
Read MoreRegulators Continue Costly Crackdown on Off-Channel Communications
How much would your teenage children pay to stay on their favorite social media apps? One thousand dollars? Ten thousand? More? If you think their addiction is bad, console yourself with the example of the country’s largest financial instit...
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