Tag: securities
SubscribeDoubts Surface About SEC’s Candidness on Ethereum
Back in April 2023, Securities and Exchange Commission chair Gary Gensler raised a ruckus by refusing at a congressional hearing to offer an opinion on whether Ethereum, a popular cryptocurrency, is a security. But was Gensler playing coy?...
Read MoreSEC’s Win in ‘Shadow Trading’ Case Shines Light on Corporate Trading Policies
The circumstances of individual cases may differ, but we all know that insider trading involves using material, non-public information to buy and sell a company’s securities. But what if you possess inside information about one company that...
Read MoreTrump’s Loose Lips Risk Running Afoul of SEC
Restraint has never been Donald Trump’s strong suit. The former President seemingly lashes out at any perceived slight within earshot, leading to countless public feuds with everyone from Pope Francis to C-list celebrities to the mainstream...
Read MoreNo Fear of AI Here: Survey Reveals Little Worry Among Compliance Pros Over Use of AI
As big business has embraced the promise of artificial intelligence, questions and concerns among professionals, consumers and investors about the potential negative effects of AI have tempered the allure of innovation and improved bottom l...
Read MoreSEC Adopts Rules for Speedier 13D Disclosures to Keep Pace with Modern Market
The popular culture of the 1970s was awash in flared jeans and wide lapels. And in the world of finance, the decade also saw the first rules regarding beneficial ownership reporting go into effect. Though technology made the world faster a...
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