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Tag: securities

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SEC Expected to Be Next on DOGE Chopping Block

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As Elon Musk and the Department of Government Efficiency (DOGE) continue their efforts to overhaul the federal government, recent developments indicate the project may soon turn its attention to the Securities and Exchange Commission. On Fe...

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Doubts Surface About SEC’s Candidness on Ethereum

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Back in April 2023, Securities and Exchange Commission chair Gary Gensler raised a ruckus by refusing at a congressional hearing to offer an opinion on whether Ethereum, a popular cryptocurrency, is a security. But was Gensler playing coy?...

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SEC’s Win in ‘Shadow Trading’ Case Shines Light on Corporate Trading Policies

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The circumstances of individual cases may differ, but we all know that insider trading involves using material, non-public information to buy and sell a company’s securities. But what if you possess inside information about one company that...

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Trump’s Loose Lips Risk Running Afoul of SEC

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Restraint has never been Donald Trump’s strong suit. The former President seemingly lashes out at any perceived slight within earshot, leading to countless public feuds with everyone from Pope Francis to C-list celebrities to the mainstream...

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No Fear of AI Here: Survey Reveals Little Worry Among Compliance Pros Over Use of AI

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As big business has embraced the promise of artificial intelligence, questions and concerns among professionals, consumers and investors about the potential negative effects of AI have tempered the allure of innovation and improved bottom l...

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